Managers‘ transactions

Obligations of notification and public disclosure of managers' transactions in financial instruments according to section 19 para. 1 of regulation (EU) no. 596/2014 on market abuse (MAR)

The members of the Board of Management and Supervisory Board of Deutsche Beteiligungs AG, as well as persons closely associated with them, shall notify Deutsche Beteiligungs AG and the Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) of transactions in financial instruments (in particular shares) of Deutsche Beteiligungs AG.

The obligation to notify applies to any subsequent transaction once an aggregate transaction volume of 20,000 euros* has been reached within a calendar year. There is no obligation to notify transactions undertaken before the crossing of the threshold. The aggregate transactions volume is calculated separately for each person subject to the obligation of notification.

Relevant transactions have to be notified within three (3) working days of the transaction.

* This de minimis limit applies from 1 January 2020.

Notification and public disclosure of transactions by persons discharging managerial responsibilities pursuant to § 19 MAR (since 3.7.2016; until 2.7.2016 pursuant to § 16 WpHG)

Status Date and place
of trading
First and
surname/Company
Security/
ISIN/WKN
Type of transaction Number Price in
euros
Total amount in euros Explanation
Member of the Management Board 9.2.2024
Xetra
Tom Alzin DBAG-Aktie/
DE000A1TNUT7
Acquisition 5,000 26.10 130,500.00 none
Member of the Management Board 15.12.2023
Xetra
Tom Alzin DBAG shares/
DE000A1TNUT7
Acquisition (in fulfilment of an employment contract-based investment obligation) 2,800 27.80 77,840.00 none
Member of the Management Board 15.12.2023
Xetra
Jannick Hunecke DBAG shares/
DE000A1TNUT7
Acquisition (in fulfilment of an employment contract-based investment obligation) 2,900 28.00 81,200.00 none
Member of the Management Board 15.12.2023
Tradegate
Melanie Wiese DBAG shares/
DE000A1TNUT7
Acquisition (in fulfilment of an employment contract-based investment obligation) 3,700 27.74 102,639.00 Purchase in several parts
Member of the Management Board 6.12.2023
Outside a trading venue
Tom Alzin Derivative/DE000DW595G6 Acquisition 100,000 0.79 79,000.00 none
Member of the Supervisory Board 7.12.2023 / Tradegate Dr Jörg Wulfken DBAG shares/
DE000A1TNUT7
Acquisition 500 26.00 13,000.00 none
Member of the Management Board 16.3.2023
Xetra
Tom Alzin DBAG shares/
DE000A1TNUT7
Acquisition  5,000 26.73 133,668.41 none
Member of the Management Board 3.3.2023
Xetra
Tom Alzin DBAG shares/
DE000A1TNUT7
Acquisition (in fulfilment of an employment contract-based investment obligation) 1,650 30.76 50,751.38 none
Member of the Management Board 3.3.2023
Xetra
Jannick Hunecke DBAG shares/
DE000A1TNUT7
Acquisition (in fulfilment of an employment contract-based investment obligation) 1,650 30.80 50,827.10 none
Person closely associated to Tom Alzin (Member of the Management Board) 15.12.2022
Outside a trading venue
TJ Capital Fund SICAV-RAIF DBAG shares/
DE000A1TNUT7
Discretionary order for the acquisition of up to 35,000 shares in the period from 15 December 2022 to 31 December 2022 not numberable not numberable not numberable none
Person closely associated to Tom Alzin (Member of the Management Board) 16.5.2022
Outside a trading venue
TJ Capital Fund SICAV-RAIF DBAG shares/
DE000A1TNUT7
Discretionary order for the acquisition of up to 30,000 shares in the period from 16 May 2022 to 31 May 2022 not numberable not numberable not numberable none
Member of the Management Board 22.2.2022
Xetra
Torsten Grede DBAG shares/
DE000A1TNUT7
Purchase 1,500 34.00 51,000.00 none
Member of the Management Board 21.2.2022
Xetra
Jannick Hunecke DBAG shares/
DE000A1TNUT7
Purchase 1,500 33.74 50,605.70 none
Member of the Management Board 21.2.2022
Xetra
Tom Alzin DBAG shares/
DE000A1TNUT7
Purchase 700 33.78 23,644.75 none
Person closely associated to Tom Alzin (Member of the Management Board) 14.2.2022
Outside a trading venue
TJ Capital Fund SICAV-RAIF DBAG shares/
DE000A1TNUT7
Discretionary order for acquisition of up to 60,000 shares at price of up to EUR 38.00 per share and a term from 14 February 2022 until 28 February 2022 not numberable not numberable not numberable none
Member of the Management Board 20.5.2021
Xetra
Tom Alzin DBAG shares/
DE000A1TNUT7
Purchase 3,600 34.05 122,575.45 none
Member of the Management Board 20.5.2021
Börse Frankfurt
Jannick Hunecke DBAG shares/
DE000A1TNUT7
Purchase 250 33.95 8,487.50 none
Member of the Management Board 19.5.2021
Xetra
Tom Alzin DBAG shares/
DE000A1TNUT7
Purchase 3,900 33.79 131,797.75 none
Member of the Management Board 19.5.2021
Xetra
Torsten Grede DBAG shares/
DE000A1TNUT7
Purchase 2,000 33.50 67,000.00 Purchase in several parts
Member of the Management Board 19.5.2021
Börse Frankfurt
Jannick Hunecke DBAG shares/
DE000A1TNUT7
Purchase 7,250 33.80 245,050.00 none
Member of the Management Board 3.5.2021
Outside a trading venue
Tom Alzin DBAG shares/
DE000A1TNUT7
Acquisition of shares through exercise of subscription rights 65 28.00 1,820.00 none
Member of the Management Board 3.5.2021
Outside a trading venue
Torsten Grede DBAG shares/
DE000A1TNUT7
Acquisition of shares through exercise of subscription rights 7,080 28.00 198,240.00 none
Member of the Management Board 3.5.2021
Outside a trading venue
Jannick Hunecke DBAG shares/
DE000A1TNUT7
Acquisition of shares through exercise of subscription rights 100 28.00 2,800.00 none
Member of the Management Board 3.5.2021
Outside a trading venue
Susanne Zeidler DBAG shares/
DE000A1TNUT7
Acquisition of shares through exercise of subscription rights 3,000 28.00 84,000.00 none
Member of the Supervisory Board 3.5.2021
Outside a trading venue
Philipp Möller DBAG shares/
DE000A1TNUT7
Acquisition of shares through exercise of subscription rights 250 28.00 7,000.00 none
Member of the Management Board 21.4.2021
Börse Frankfurt
Tom Alzin Subscription right
DE000A3E4951
Sale of subscrition rights (remaining fractional amount) as part of a rights issue 2 1.40 2.80 none
Member of the Management Board 21.4.2021
Börse Frankfurt
Torsten Grede Subscription right
DE000A3E4951
Sale of subscrition rights (remaining fractional amount) as part of a rights issue 3 1.40 4.20 none
Member of the Management Board 21.4.2021
Börse Frankfurt
Jannick Hunecke Subscription right
DE000A3E4951
Sale of subscrition rights (remaining fractional amount) as part of a rights issue 3 1.40 4.20 none
Member of the Management Board 16.4.2021
Outside a trading venue
Tom Alzin Subscription right
DE000A3E4951
Subscription rights as part of a rights issue 262 not numberable not numberable none
Member of the Management Board 16.4.2021
Outside a trading venue
Torsten Grede Subscription right
DE000A3E4951
Subscription rights as part of a rights issue 28,323 not numberable not numberable none
Member of the Management Board 16.4.2021
Outside a trading venue
Jannick Hunecke Subscription right
DE000A3E4951
Subscription rights as part of a rights issue 403 not numberable not numberable none
Member of the Management Board 16.4.2021
Outside a trading venue
Susanne Zeidler Subscription right
DE000A3E4951
Subscription rights as part of a rights issue 12,000 not numberable not numberable none
Member of the Supervisory Board 16.4.2021
Outside a trading venue
Philipp Möller Subscription right
DE000A3E4951
Subscription rights as part of a rights issue 1,000 not numberable not numberable none
Member of the Management Board 19.3.2020
Xetra
Torsten Grede DBAG shares/
DE000A1TNUT7
Purchase 1,000 28.85 28,850.00 Purchase in several parts
Member of the Management Board 12.3.2020
Xetra
Torsten Grede DBAG shares/
DE000A1TNUT7
Purchase 1,000 25.50 25,500.00 none
Member of the Management Board 10.3.2020
Xetra
Susanne Zeidler DBAG shares/
DE000A1TNUT7
Purchase 1,000 29.47 29,469.37 Purchase in several parts
Member of the Management Board 9.3.2020
Xetra
Torsten Grede DBAG shares/
DE000A1TNUT7
Purchase 1,000 29.00 29,000.00 none
Member of the Management Board 28.2.2020
Xetra
Dr Rolf Scheffels DBAG shares/
DE000A1TNUT7
Purchase 1,810 32.78 59,330.00 Purchase in several parts
Member of the Management Board 28.2.2020
Xetra
Susanne Zeidler DBAG shares/
DE000A1TNUT7
Purchase 1,000 32.27 32,270.00 none
Member of the Management Board 26.2.2020
Xetra
Torsten Grede DBAG shares/
DE000A1TNUT7
Purchase 5,000 34.38 171,878.85 Purchase in several parts
Member of the Management Board 12.8.2019
Tradegate
Susanne Zeidler DBAG shares/
DE000A1TNUT7
Purchase 1,000 30.59 30,592.50 Purchase in several parts
Member of the Management Board 20.9.2016
Outside a trading venue
Susanne Zeidler DBAG shares/
DE000A1TNUT7
Purchase 5,000 29.65 148,250.00 none
Member of the Management Board 30.9.2015
Xetra
Susanne Zeidler DBAG shares/
DE000A1TNUT7
Purchase 1,000 25.00 25,000.00 none
Member of the Management Board 23.9.2015
Xetra
Susanne Zeidler DBAG shares/
DE000A1TNUT7
Purchase 1,000 27.00 27,000.00 none
Member of the Management Board 29.9.2014
Xetra
Susanne Zeidler DBAG shares/
DE000A1TNUT7
Purchase 1,000 21.50 21,500.00 none
Member of the Management Board 17.4.2013
Xetra
Susanne Zeidler DBAG shares/
550810
Purchase 1,000 18.00 18,000.00 none
Member of the Management Board 10.10.2008
Xetra
Torsten Grede DBAG shares/
550810
Purchase 10,000 10.38 103,817.84 Purchase in several parts
Member of the Management Board 19.3.2008
Xetra

Torsten Grede

DBAG shares/
550810
Purchase 10,000 15.76 157,611.32 Purchase in several parts
Member of the Management Board 19.3.2008
Xetra
Dr Rolf Scheffels DBAG shares/
550810
Purchase 10,000 15.84 158,376.26 Purchase in several parts